I am currently reading The History and Geography of Human Genes, by Cavalli-Sforza, Menozzi and Piazza. I would like to summarize here my views on "human races" based on this book and other readings.
Is there such a thing as "human races", and if so how many ?
Some people argue that there is only one human race there is full interfertility between humans. Scientifically speaking, this means that humans are a single species. The term "race" is ambiguous as it has been given different meanings by different people. Dogs are a single species, but divided in distinctive races. Humans are not so clearly divided because of more numerous interbreeding and mixing through migrations, invasions or colonisations. In other words "cross-breeds" have mostly replaced "pure breeds" among humans.
As Darwin said, human races "graduate into each others" and "are not sufficiently distinct to inhabit the same country without fusion".
Yet, there are undeniable physical differences between a Swede, a Saudi, a Congolese, a Japanese, and an aborigenal Australian. It is true that gradation exist between all of them, and if they don't, children born from intermarriages will create these gradations.
The spectrum of races
This is why I compare humanity to a spectrum of colours. There are potentially an infinity of colours, although our senses only allow us to distinguish a limited number (a few millions, I believe) with more or less accuracy. Yet the richest language's vocabulary has hardly a few hundreds words to describe colours, and not more than a dozen is used in daily usage. Everybody can distinguish red from blue or from yellow. But it is not always easy to decide whether a colour is orange or red. That is because we use just a few words to describe millions of variations. The same is true with humans. Every individual is physically different. Differences are caused by the genes, hormonal changes, the environment, climate, food, mode of living, relations to others, etc.
The only thing that matters when comparing human "races" are the genes. But as individuals from the same family already have different genes, it could be argued that there are as many "races" as their are individuals. This is highly impractical, and if we did this for everything, we wouldn't have enough words for every colour, every difference piece of furniture, or just anything that doesn't look alike to our eyes. Taxonomists have tried to classify variations of human genes into a small number of categories, but common classifications give anything between 3 and 60 or more races. It is clearly arbitrary and depends on the personal preference of taxonomists to "lump" or "split".
Conflicting theories
Further in the book we reach the history of the Homo Sapiens. There are currently two major models regarding the origin of modern humans. The origin of humans prior to Homo Erectus and Homo Sapiens was in Africa. About 1 million years ago, Homo Erectus moved out of Africa and colonised Eurasia. Homo Erectus then evolved into distinct groups of Homo Sapiens in Europe, East Asia, Indonesia and Africa. However, we know that most of the genes of all modern humans on Earth were inherited from the African Homo Sapiens (commonly known as "Cro-Magnon"), that re-colonised Eurasia about 100,000 years ago. But did they interbreed to some extent with the other Homo Sapiens that were living in Europe (the Homo sapiens neanderthalensis, aka Neanderthal) and Asia (the descendent of the Peking Man and Java Man) when they arrived. This is were paleoanthropologists disagree. Here are the two possible theories :
1) The African Homo Sapiens ("Cro-Magnon") completely replaced the other humans without interbreeding. So the physical differences between modern humans only appeared within the last 100,000 years (i.e. very fast in evolutionary terms).
2) The African Homo Sapiens ("Cro-Magnon") mixed, to some extent, with the other varieties of Homo Sapiens already living in Europe and Asia, but remained genetically dominant, inheriting only some characteristics of the subdued indigenes, explaining the major physiological differences between modern Caucasoid, Mongoloid, Negroid or Australian aborigenes.
I personally find the second theory more plausible for several reasons :
a) Interfertility existed between all those varieties of Homo Sapiens. According to the book, barring to interfertility takes over 1 million years of evolution in mammals (so prior to Homo Erectus' settlement in East Asia).
b) The Homo Sapiens from Africa lived from 5000 to 10,000 years side by side with Neanderthals in Europe, in a mosaic of thousands of tribes. Tribes from both groups kept moving around the continent, so they couldn't help but run into each others, for friendly trading or skirmishes, probably involving occasional rapes or kidnapping of women from other tribes.
c) History has taught us that interbreeding (even through rape or sexual slavery) usually happens when a stronger or more technologically advanced group of humans invades the territory of another, despite differences in language, culture and physical appearance. Here are a few examples :
- About 2000 years go, some Koreans moved to Southern Japan and interbred with Japan's indigenous Ainu, eventually merging into the modern Japanese. DNA tests showed that modern Japanese inherited about 2/3 of their genes from the Koreans and 1/3 from the Ainu.
- In India, the white-skinned Aryans invaded the subcontinent around 1500 BC and mixed with the dark-skinned Dravidians, despite the caste system that they originally created to separate the two ethnic groups (Aryans at the top of the scale and Dravidians at the bottom).
- More recently, the Europeans and Amerindians also intermingled, especially in Central and South America. And so did the Black slaves that the Europeans brought with them. In a country like Brazil, many people have European, African and Amerindian blood.
d) Features of modern Europeans, East Asians and Australian aborigenes were already present in the European, East Asian and Indonesian varieties of Home Sapiens, before the African Homo Sapiens arrived.
- The European Homo Sapiens (Neanderthal) had a prominent occipital bun, a more elongated skull, a prominent browridge, a retromolar space, a larger nose, bigger eyes, large round finger tips, heavier body built, and hairier than other Homo Sapiens. This is still true of modern Caucasians, although much less than Neanderthal. The occipital bun is almost only found among Europeans (the exception being the Australian aborigenes and South African bushmen, who supposedly descend from another "unique" Homo Sapiens). It also thought that Neanderthals were red-haired and had freckles (and thus also fair eyes), a clear sign of Europeanness.
- The East Asian Homo Sapiens showed distinctive facial flatness, large bizygomatic breadth (e.g. wide jaws), small frontal sinuses, peculiar nose-root morphology, shovel-shaped upper incisors, smaller developement or absence of third lower molars, etc. All of them are found in modern East Asians.
- The Indonesian Homo Sapiens (Ngandong) showed such resemblances with modern Australian aborigenes that it was first thought that it was their direct ancestors. However DNA test confirmed that Australian aborigenes are closer to the African Homo Sapiens too, without disproving that a small percentage of Ngandong genes is still present. Like other indigenous Homo Sapiens, Ngandong was genetically "absorbed" by the African Homo Sapiens, probably because this latter's better technology enabled them to reproduce faster.
e) The only argument for a complete replacement is that skull features in Homo Sapiens found after the disapperance of "pure" Neanderthals were much closer to the African Homo Sapiens than Neanderthal. This, however, does not disprove a minor gene flow from Neanderthal. I know from experience that a person with 1/8 of European blood (so, one great-grand-parent) and 7/8 of Japanese blood looks almost undistinguishable from people who are 100% Japanese. Yet that represents 12.5% of the genes. If the ratio of Neanderthal genes in modern Europeans was 1% or less (and 99% African Homo Sapiens), it is obvious that the skull shape or DNA would be almost undistinguishable from that of the African Homo Sapiens - especially after an additional 40,000 years of evolution. Yet I believe that even a small percentage of non-African Homo Sapiens genes is more likely than none at all.
Conclusion
There are as many human "races" as we find convenient to divide human groups into. Personally, I like to think of the three main groups (Australian aborigenes excluded), i.e. Caucasoid, Mongoloid and Negroid, as the 3 primary colours (Red, Yellow, Blue) from which all other colours are derived. I see variations between Caucasoids as variations of the same primary colour (e.g. Indigo, Navy blue, Royal blue, Azur, Cyan, Turquoise...). I would thus consider North African, Middle Eastern, Central Asian and South Asian people as derivative colours (e.g. green, purple, orange...), as they are genetically in between. Ethiopians would be the same colour as Negroid, but in a nuance closer to Caucasoid, because of their closer facial traits and genes.